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Vendor: IIA
Exam Code: IIA-CIA-PART1
Exam Name: Certified Internal Auditor - Part 1, The Internal Audit Activity's Role in Governance, Risk, and Control
Certification: IIA Certifications
Total Questions: 566 Q&A
Updated on: Jan 11, 2025
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During a review of data center physical security and environmental controls, an auditor should ensure that:
I. Visitors are accompanied by authorized personnel at all times.
II. Only developers and operators have access to the data center.
III. Fire suppression equipment is tested periodically.
IV.
Fire and water detectors have been installed.
A.
I and III only
B.
II and IV only
C.
I, III, and IV only
D.
II, III, and IV only
An internal quality assessment of the internal audit activity should provide the chief audit executive with.
A. Recommendations for improvement.
B. Objectives for internal audit engagements.
C. Confirmation of action on past audit recommendations.
D. Appraisals of internal audit staff performance.
During the planning phase of an audit, an internal auditor preliminarily concluded that the controls for a process were adequately designed to manage the associated risk. Under what conditions might this preliminary assessment subsequently prove to be unreliable?
A. Compensating controls from other processes were not present.
B. Redundant controls are not in place to enhance well designed controls.
C. Entity level controls are informal and not consistently enforced.
D. Process controls were not developed from an existing key control checklist.
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